境外資本市場重要法律文獻譯叢7·歐洲卷：歐盟金融監(jiān)管體制改革法規(guī)匯編（中英文對照本）

定　價：￥223.00

作　者：	中國證券監(jiān)督管理委員會編
出版社：	法律出版社
叢編項：
標　簽：	法律歐洲外國法律與港澳臺法律

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ISBN：	9787511851369	出版時間：	2013-11-01	包裝：	平裝
開本：	16開	頁數(shù)：	639	字數(shù)：

內容簡介

　　《境外資本市場重要法律文獻譯叢（7）·歐洲卷：歐盟金融監(jiān)管體制改革法規(guī)匯編（中英文對照本）》選取了歐盟證券監(jiān)管領域9項重要法律文件進行翻譯。這9項法律文件是歐洲議會與歐盟理事會根據(jù)歐盟委員會《金融服務行動計劃》（Financial Services Action Plan， FSAP）和《萊姆法路西計劃》（Lamfalussy Process），于2003年至2009年間針對歐盟內證券市場“招募說明書”、“內幕交易和市場操縱”、“發(fā)行人透明度”、“評級機構監(jiān)管”四大問題所發(fā)布的指令及修訂。這些指令是當前歐洲證券監(jiān)管在相關領域的基本原則和規(guī)則，旨在協(xié)調歐盟各國的有關監(jiān)管制度，推進歐洲資本市場一體化進程。總體而言，這些指令使歐盟證券市場的運行和監(jiān)管達到了全新的水平。

作者簡介

　　楊雋，中國人民武裝警察部隊學院黨委書記、院長，武警少將，博士。兼任國家科技獎勵評審委員會委員，全國消防工程專業(yè)教學指導委員會主任，公安部科技獎勵評審委員會委員，全國公安邊消警部隊、消防研究所高級職稱資格評審委員會主任，中國公共安全科學技術學會副理事長，中國科協(xié)減輕自然災害專家組專家，中國消防協(xié)會常務理事，中國消防協(xié)會學術工作委員會主任委員，滅火救援技術公安部重點實驗室主任等職。享受國務院政府特殊津貼。楊雋同志長期從事公安現(xiàn)役高等教育教學管理和消防領域學術科研工作，取得了優(yōu)異成績。先后主持國家“十二五”科技支撐計劃課題“超大型油罐火災防治與危險化學品事故現(xiàn)場處置技術研究”等國家級科研項目5項，省部級科研項目5項，教學改革項目7項，獲公安高等教育教學成果特等獎、一等獎各1項，公安部科學技術一等獎、三等獎各1項，主編、主審著作、教材9部，在各類期刊和學術會議上發(fā)表論文40余篇。梅建明，中國人民公安大學反恐怖研究中心主任、國際警務執(zhí)法學院副教授、博士；公安部警衛(wèi)局培訓中心特聘專家、中國人民武裝警察部隊學院客座教授；1990-1997年在中國楊雋，中國人民武裝警察部隊學院黨委書記、院長，武警少將，博士。兼任國家科技獎勵評審委員會委員，全國消防工程專業(yè)教學指導委員會主任，公安部科技獎勵評審委員會委員，全國公安邊消警部隊、消防研究所高級職稱資格評審委員會主任，中國公共安全科學技術學會副理事長，中國科協(xié)減輕自然災害專家組專家，中國消防協(xié)會常務理事，中國消防協(xié)會學術工作委員會主任委員，滅火救援技術公安部重點實驗室主任等職。享受國務院政府特殊津貼。楊雋同志長期從事公安現(xiàn)役高等教育教學管理和消防領域學術科研工作，取得了優(yōu)異成績。先后主持國家“十二五”科技支撐計劃課題“超大型油罐火災防治與危險化學品事故現(xiàn)場處置技術研究”等國家級科研項目5項，省部級科研項目5項，教學改革項目7項，獲公安高等教育教學成果特等獎、一等獎各1項，公安部科學技術一等獎、三等獎各1項，主編、主審著作、教材9部，在各類期刊和學術會議上發(fā)表論文40余篇。梅建明，中國人民公安大學反恐怖研究中心主任、國際警務執(zhí)法學院副教授、博士；公安部警衛(wèi)局培訓中心特聘專家、中國人民武裝警察部隊學院客座教授；1990-1997年在中國人民解放軍西安陸軍學院任教。曾先后被公派赴加拿大維多利亞大學、美國德克薩斯州立山姆休斯頓大學（Sam Houston State University）、澳大利亞國立大學等高校做訪問學者，從事恐怖主義研究。主持或參與國家級、省部級科研項目8項。參與編寫著作8本，發(fā)表論文20余篇。長期從事恐怖主義、有組織犯罪、公安情報等領域的研究。

圖書目錄

DIRECTIVE 2010/78/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
Article 1 Amendments to Directive 98/26/EC
Article 2 Amendments to Directive 2002/87/EC
Article 3 Amendments to Directive 2003/6/EC
Article 4 Amendments to Directive 2003/41/EC
Article 5 Amendments to Directive 2003/71/EC
Article 6 Amendments to Directive 2004/39/EC
Article 7 Amendments to Directive 2004/109/EC
Article 8 Amendments to Directive 2005/60/EC
Article 9 Amendments to Directive 2006/48/EC
Article 10 Amendments to Directive 2006/49/EC
Article 11 Amendments to Directive 2009/65/EC
Article 12 Review
Article 13 Transposition
Article 14 Entry into force
Article 15 Addressees
REGULATION （EU） NO 1092/2010 OF THE EUROPEAN
PARLIAMENT AND OF THE COUNCIL
CHAPTER I GENERAL PROVISIONS
Article 1 Establishment
Article 2 Definitions
Article 3 Mission， objectives and tasks
CHAPTER II ORGANISATION
Article 4 Structure
Article 5 Chair and Vice-Chairs of the ESRB
Article 6 General Board
Article 7 Impartiality
Article 8 Professional secrecy
Article 9 Meetings of the General Board
Article 10 Voting modalities of the General Board
Article 11 Steering Committee
Article 12 Advisory Scientific Committee
Article 13 Advisory Technical Committee
Article 14 Other sources of advice
CHAPTER III TASKS
Article 15 Collection and exchange of information
Article 16 Warnings and recommendations
Article 17 Follow-up of the ESRB recommendations
Article 18 Public warnings and recommendations
CHAPTER IV FINAL PROVISIONS
Article 19 Accountability and reporting obligations
Article 20 Review
Article 21 Entry into force
REGULATION （EU） NO 1093/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
CHAPTER I ESTABLISHMENT AND LEGAL STATUS
Article 1 Establishment and scope of action
Article 2 European System of Financial Supervision
Article 3 Accountability of the Authorities
Article 4 Definitions
Article 5 Legal status
Article 6 Composition
Article 7 Seat
CHAPTER II TASKS AND POWERS OF THE AUTHORITY
Article 8 Tasks and powers of the Authority
Article 9 Tasks related to consumer protection and financial activities
Article 10 Regulatory technical standards
Article 11 Exercise of the delegation
Article 12 Revocation of the delegation
Article 13 Objections to regulatory technical standards
Article 14 Non-endorsement or amendment of draft regulatory technical standards
Article 15 Implementing technical standards
Article 16 Guidelines and recommendations
Article 17 Breach of Union law
Article 18 Action in emergency situations
Article 19 Settlement of disagreements between competent authorities in cross-
border situations
Article 20 Settlement of disagreements between competent authorities across sectors
Article 21 Colleges of supervisors
Article 22 General provisions
Article 23 Identification and measurement of systemic risk
Article 24 Permanent capacity to respond to systemic risks
Article 25 Recovery and resolution procedures
Article 26 European system of deposit guarantee schemes
Article 27 European system of bank resolution and funding arrangements
Article 28 Delegation of tasks and responsibilities
Article 29 Common supervisory culture
Article 30 Peer reviews of competent authorities
Article 31 Coordination function
Article 32 Assessment of market developments
Article 33 International relations
Article 34 Other tasks
Article 35 Collection of information
Article 36 Relationship with the ESRB
Article 37 Banking Stakeholder Group
Article 38 Safeguards
Article 39 Decision-making procedures
CHAPTER III ORGANISATION
SECTION 1 Board of Supervisors
Article 40 Composition
Article 41 Internal committees and panels
Article 42 Independence
Article 43 Tasks
Article 44 Decision-making
SECTION 2 Management Board
Article 45 Composition
Article 46 Independence
Article 47 Tasks
SECTION 3 Chairperson
Article 48 Appointment and tasks
Article 49 Independence
Article 50 Report
SECTION 4 Executive Director
Article 51 Appointment
Article 52 Independence
Article 53 Tasks
CHAPTER IV JOINT BODIES OF THE EUROPEAN SUPERVISORY
AUTHORITIES
SECTION 1 Joint Committee of European Supervisory Authorities
Article 54 Establishment
Article 55 Composition
Article 56 Joint positions and common acts
Article 57 Sub-Committees
SECTION 2 Board of Appeal
Article 58 Composition and operation
Article 59 Independence and impartiality
CHAPTER V REMEDIES
Article 60 Appeals
Article 61 Actions before the Court of Justice of the European Union
CHAPTER VI FINANCIAL PROVISIONS
Article 62 Budget of the Authority
Article 63 Establishment of the budget
Article 64 Implementation and control of the budget
Article 65 Financial rules
Article 66 Anti-fraud measures
CHAPTER VII GENERAL PROVISIONS
Article 67 Privileges and immunities
Article 68 Staff
Article 69 Liability of the Authority
Article 70 Obligation of professional secrecy
Article 71 Data protection
Article 72 Access to documents
Article 73 Language arrangements
Article 74　Headquarters Agreement
Article 75　Participation of third countries
CHAPTER VIII TRANSITIONAL AND FINAL PROVISIONS
Article 76 Preparatory actions
Article 77 Transitional staff provisions
Article 78 National provisions
Article 79 Amendments
Article 80 Repeal
Article 81 Review
Article 82　Entry into force
REGULATION （EU） NO 1094/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
CHAPTER I ESTABLISHMENT AND LEGAL STATUS
Article 1 Establishment and scope of action
Article 2 European System of Financial Supervision
Article 3 Accountability of the Authorities
Article 4 Definitions
Article 5 Legal status
Article 6 Composition
Article 7　Seat
CHAPTER II TASKS AND POWERS OF THE AUTHORITY
Article 8 Tasks and powers of the Authority
Article 9 Tasks related to consumer protection and financial activities
Article 10 Regulatory technical standards
Article 11 Exercise of the delegation
Article 12 Revocation of the delegation
Article 13 Objections to regulatory technical standards
Article 14 Non-endorsement or amendment of draft regulatory technical standards
Article 15 Implementing technical standards
Article 16 Guidelines and recommendations
Article 17 Breach of Union law
Article 18 Action in emergency situations
Article 19 Settlement of disagreements between competent authorities in cross-border situations
Article 2 Settlement of disagreements between competent authorities across sectors
Article 21　Colleges of supervisors
Article 22　General provisions
Article 23 Identification and measurement of systemic risk
Article 24 Permanent capacity to respond to systemic risks
Article 25 Recovery and resolution procedures
Article 26 Development of a European network of national insurance guarantee schemes
Article 27 Crisis prevention， management and resolution
Article 28 Delegation of tasks and responsibilities
Article 29 Common supervisory culture
Article 30 Peer reviews of competent authorities
Article 31 Coordination function
Article 32 Assessment of market developments
Article 33 International relations
Article 34 Other tasks
Article 35 Collection of information
Article 36 Relationship with the ESRB
Article 37 Insurance and Reinsurance Stakeholder Group and Occupational Pensions Stakeholder Group
Article 38　Safeguards
Article 39 Decision-making procedures
CHAPTER III ORGANISATION SECTION 1 Board of Supervisors
Article 40 Composition
Article 41 Internal committees and panels
Article 42 Independence
Article 43 Tasks
Article 44 Decision making
SECTION 2　Management Board
Article 45 Composition
Article 46 Independence
Article 47 Tasks
SECTION 3 Chairperson
Article 48 Appointment and tasks
Article 49 Independence
Article 50 Report
SECTION 4 Executive Director
Article 51 Appointment
Article 52 Independence
Article 53 Tasks
CHAPTER IV JOINT BODIES OF THE EUROPEAN SUPERVISORY AUTHORITIES
SECTION 1 Joint Committee of European Supervisory Authorities
Article 54 Establishment
Article 55 Composition
Article 56 Joint positions and common acts
Article 57 Sub-Committees
SECTION 2 Board of Appeal
Article 58 Composition and operation
Article 59 Independence and impartiality
CHAPTER V REMEDIES
Article 60 Appeals
Article 61 Actions before the Court of Justice of the European Union CHAPTER VI FINANCIAL PROVISIONS
Article 62 Budget of the Authority
Article 63 Establishment of the budget
Article 64 Implementation and control of the budget
Article 65 Financial rules
Article 66 Anti-fraud measures
CHAPTER VII GENERAL PROVISIONS
Article 67 Privileges and immunities
Article 68 Staff
Article 69 Liability of the Authority
Article 70 Obligation of professional secrecy
Article 71 Data protection
Article 72 Access to documents
Article 73 Language arrangements
Article 74 Headquarters Agreement
Article 75 Participation of third countries
CHAPTER VIII　TRANSITIONAL AND FINAL PROVISIONS
Article 76 Preparatory actions
Article 77 Transitional staff provisions
Article 78 National provisions
Article 79 Amendments
Article 80 Repeal
Article 81 Review
Article 82 Entry into force